Tommy Woo
Mr. Woo, an Associate Consultant of RLR, is a lead consultant with over 28 years of experience in financial institutions, auditing and consulting. He has led financial institution consulting engagements thoughout the State of California in interest rate risk management, operations, and compliance specialties.
His experience in teh financial industry includes management of operations for four southern California banks ranging from $32MM to $440MM in total assets.
His experience includes:
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Chief Financial Officer and Operating Officer for 4 southern California banks with total assets ranging from $32MM to $440MM. Direct responsibilities included finance and accounting, investment portfolio, liquidity, branch operations, deposit products, interest rate risk and enterprise risk management, regulatory compliance, human resources, IT management, and facility management.
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Reviewed regulatory compliance and internal controls including recommendations for compliance and control improvements to meet regulatory mandates.
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Successful management of projects related to bank wide network and system conversions, application conversions, product implementations, new branch development and installation, workflow analysis and process improvement, and fee revenue enhancement.
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Member of the Information Technology Steering Committee of financial institutions, with direct management participation in bank wide systems selections and implementations, including bank wide conversions.
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Led network and banking system conversions including selection of banking systems, third-party compliance review, test scripting and system testing, validation of test results and contingency plan reviews.
Mr. Woo is a Certified Public Accountant and is a member of the California State Society of Certified Public Accountants and American Institute of Certified Public Accountants. He holds a Master of Business Administration degree and a Bachelor of Science degree in Accounting from Louisiana State University.
